At Tuesday’s “SEC Speaks” conference from PLI, SEC Chair Gary
Gensler and Commissioners Allison Herren
Lee, Elad
Roisman, and Caroline
Crenshaw all delivered remarks on different topics. Gensler discussed the use of predictive digital analytics in finance, Lee examined the explosive growth of the private markets and proposed to address the lack of transparency by revising how we define “holders of record” under Section 12(g), Roisman focused on the
SEC’s past efforts to facilitate capital formation by reviewing and streamlining existing regulation, and Crenshaw discussed crypto and the need for a meaningful exchange of ideas between innovators and regulators.
Law firm Cooley LLP has an excellent rundown of the SEC chair and commissioners’ remarks.
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