SEC: Comment Periods Reopened for Several Rulemaking Releases

Technology code
The Securities and Exchange Commission announced that it has reopened the public comment periods for 11 rulemaking releases and one request for comment due to a technological error resulting in numerous public comments submitted through the agency’s online comment form not being received.

The SEC advised that all those who submitted comments online between June 2021 and August 2022 to check the relevant comment file on SEC.gov to determine whether their comment was received and posted, and to resubmit if it was not.

The following rule proposals were affected, and comment periods have been reopened for:

Additionally, the SEC has reopened its request for comment on certain information providers acting as investment advisers.

“The technological error also may have affected certain comments with respect to self-regulatory organization matters listed in the reopening release,” the SEC said. “The Commission will evaluate any comments resubmitted with respect to these matters and consider whether further action is warranted.”

The SEC said it is reopening the comment periods for the affected releases “until 14 days following publication of the reopening release in the Federal Register.”  end slug


Jaclyn Jaeger is a contributing editor at Compliance Chief 360° and a freelance business writer based in Manchester, New Hampshire.

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