At Tuesday’s “SEC Speaks” conference from PLI, SEC Chair Gary Gensler and Commissioners Allison Herren Lee, Elad Roisman, and Caroline Crenshaw all delivered remarks on different topics. Gensler discussed the use of predictive digital analytics in finance, Lee examined the explosive growth of the private markets and proposed to address […]
The European Commission has put forth a package of legislative proposals to strengthen the European Union’s anti-money laundering and countering terrorism financing (AML and CFT) rules, including standardizing rules regarding cryptocurrency. The set of proposed rules would create a new EU authority, the Anti-Money Laundering Authority (AMLA), a Europe-wide agency […]
The Food and Drug Administration has released a notice of changes to its regulatory oversight activities for imported foods, focusing on streamlining regulatory requirements in countries that are deemed as having comparable food safety practices to the FDA. The changes specifically concern the oversight of food products produced in or […]
The Securities and Exchange Commission voted this week to adopt amendments that will modernize, simplify, and enhance certain financial disclosures, including the Management’s Discussion and Analysis requirement. The changes are intended to enhance the focus of financial disclosures on material information for the benefit of investors, while simplifying compliance efforts […]
Dear Readers, Independent business journalism is a dying breed these days. Most sites have either converted into charging hefty subscription fees, are supported by a few massive commercial organizations that corrupt their editorial independence, or they are providing unreliable editorial that only exists to support their commercial interest, such as […]
If you’re interested in contributing an article to Compliance Chief 360° and/or Journal of Corporate Compliance, thanks for your interest! The success of our independent website relies on the sharing of ideas and practices by experts in the compliance arena like you. We are particularly interested in articles from compliance […]
