Comments on: FINRA Fines Goldman Sachs $425,000 for OTC Option Reporting Failures

Comments on: FINRA Fines Goldman Sachs $425,000 for OTC Option Reporting Failures https://compliancechief360.com/finra-fines-goldman-sachs-425000-for-otc-option-reporting-failures/ The independent knowledge source for Compliance Officers Tue, 26 Sep 2023 18:44:29 +0000 hourly 1