Comments for Compliance Chief 360

Comment on Supreme Court Decision Solidifies Whistleblower Protections by Daniel Horowitz

Daniel Horowitz — Wed, 21 Feb 2024 23:18:04 +0000

Excellent snd informative article.
It really puts the “whistleblower protection” into context and hive the little guy / employee the upper hand.

Comment on Evoqua Pays $8.5M for Accounting Fraud by Rpr

Rpr — Fri, 07 Jul 2023 18:21:36 +0000

They need to look at what he is doing at Adaptec Solutions in Rochester Corning NY Memphis and NC. He has been doing the same shit there

Comment on Wells Fargo Agrees to $1 Billion Settlement Over Pace of Compliance Reforms by Wells Fargo llega a un acuerdo de 1.000 millones de dólares por el ritmo de sus reformas en materia de cumplimiento normativo - Noticias Actualidad

Thu, 18 May 2023 16:02:05 +0000

[…] Esta noticia fue publicada previamente Compliance Chiel 360º. […]

Comment on Wells Fargo Agrees to $1 Billion Settlement Over Pace of Compliance Reforms by Skip Kitchen

Skip Kitchen — Wed, 17 May 2023 23:45:04 +0000

Wells Fargo trips all over themselves internally. Call one day, get an answer. Call the next day, get a different or conflicting answer. Oh….another…. “Thats not my department” – ok, who’s is it? – “I don’t know”. Or, how about “thats our policy” – when asked if I could see the full policy? – answer, “I don’t know where to find it”
And the beat goes on…. $billion does little to change executive / board leadership, their pay snd behavior!

Comment on Former CCO Gets Three Years in Prison for Wire Fraud by March 10, 2023 - The Convicted Edition - Compliance Podcast Network

March 10, 2023 - The Convicted Edition - Compliance Podcast Network — Fri, 10 Mar 2023 11:01:17 +0000

[…] Former CCO gets 3 years for wire fraud? (ChiefCompliance360) […]

Comment on DoJ Promises Greater Leniency for Companies that Self-Report by Proposed Rule On Cybersecurity Risk Governance Has All The Pain Of SOX With Fewer Financial Penalties – wordpress-794360-2981627.cloudwaysapps.com

Sun, 05 Feb 2023 22:51:14 +0000

[…] update to the DOJ’s Criminal Division’s Corporate Enforcement Policy will offer companies “new, significant, and concrete incentives to self-disclose misconduct” and will be a major factor in deciding whether to charge an […]

Comment on DoJ Promises Greater Leniency for Companies that Self-Report by Proposed Rule On Cybersecurity Risk Governance Has All The Pain Of SOX With Fewer Financial Penalties - InfooTic

Thu, 02 Feb 2023 20:11:17 +0000

[…] the DOJ’s Criminal Division’s Corporate Enforcement Policy (CEP) will supply corporations “new, significant, and concrete incentives to self-disclose misconduct,” and shall be a major factor in deciding whether or not to cost an […]

Comment on Fortnite Video Game Maker Under Fire for Violating Child Privacy Laws by Bet on Esports

Bet on Esports — Fri, 20 Jan 2023 07:48:28 +0000

Thanks for sharing this information. This is a lesson to those game developers and their responsibility on making appropriate content for young players. Great content.

Comment on Report: Enforcement Fines to Financial Firms Declined by Half in 2021 by Finding Genuine Financial Value In Real-Time Analytics - Famous TechMag

Finding Genuine Financial Value In Real-Time Analytics - Famous TechMag — Thu, 25 Aug 2022 11:22:39 +0000

[…] of data surrounding each organization.Taking into account that fines for non-compliance may be hundreds of millions— and the blow to the company’s reputation can be more […]

Comment on Report: Enforcement Fines to Financial Firms Declined by Half in 2021 by Council Post: Finding Genuine Financial Value In Real-Time Analytics -

Council Post: Finding Genuine Financial Value In Real-Time Analytics - — Thu, 25 Aug 2022 10:57:23 +0000

[…] every organization. This is critical when considering that fines for noncompliance can total in the hundreds of millions—and the hit to company reputations can be even more […]