Comments for Compliance Chief 360

Comment on Treasury Suspends Enforcement of the Corporate Transparency Act by Daniel Horowitz

Thu, 13 Mar 2025 15:59:16 +0000

Excellent,
I enjoy the read and the top quality writing.

Jacob does an amazing job covering the top pick.
I look forward to his articles

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Comment on Reform, Not Fines: The SEC Needs a New Approach to Off-Channel Communication by Finacus Solutions

Mon, 11 Nov 2024 09:21:52 +0000

Insightful perspective on off-channel communication and SEC reform! The article highlights the need for a new approach to enhance compliance. Well-researched and thought-provoking, addressing crucial issues in regulatory practices.

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Comment on The Top Five Boardroom Issues Compliance Officers Should Be Discussing by GR group

Wed, 11 Sep 2024 11:36:58 +0000

Insightful article on key boardroom issues for compliance officers! The focus on emerging risks and regulatory challenges is highly valuable for staying ahead in governance and compliance.

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Comment on Achieving Compliance Efficiency Through Automation by Finacus Solutions

Tue, 06 Aug 2024 10:19:54 +0000

Great post! It highlights how automating due diligence processes can significantly enhance both compliance efficiency and effectiveness.

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Comment on Supreme Court Decision Solidifies Whistleblower Protections by Daniel Horowitz

Wed, 21 Feb 2024 23:18:04 +0000

Excellent snd informative article.
It really puts the “whistleblower protection” into context and hive the little guy / employee the upper hand.

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Comment on Evoqua Pays $8.5M for Accounting Fraud by Rpr

Fri, 07 Jul 2023 18:21:36 +0000

They need to look at what he is doing at Adaptec Solutions in Rochester Corning NY Memphis and NC. He has been doing the same shit there

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Comment on Wells Fargo Agrees to $1 Billion Settlement Over Pace of Compliance Reforms by Wells Fargo llega a un acuerdo de 1.000 millones de dólares por el ritmo de sus reformas en materia de cumplimiento normativo - Noticias Actualidad

Thu, 18 May 2023 16:02:05 +0000

[…] Esta noticia fue publicada previamente Compliance Chiel 360º. […]

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Comment on Wells Fargo Agrees to $1 Billion Settlement Over Pace of Compliance Reforms by Skip Kitchen

Wed, 17 May 2023 23:45:04 +0000

Wells Fargo trips all over themselves internally. Call one day, get an answer. Call the next day, get a different or conflicting answer. Oh….another…. “Thats not my department” – ok, who’s is it? – “I don’t know”. Or, how about “thats our policy” – when asked if I could see the full policy? – answer, “I don’t know where to find it”
And the beat goes on…. $billion does little to change executive / board leadership, their pay snd behavior!

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Comment on Former CCO Gets Three Years in Prison for Wire Fraud by March 10, 2023 - The Convicted Edition - Compliance Podcast Network

Fri, 10 Mar 2023 11:01:17 +0000

[…] Former CCO gets 3 years for wire fraud? (ChiefCompliance360) […]

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Comment on DoJ Promises Greater Leniency for Companies that Self-Report by Proposed Rule On Cybersecurity Risk Governance Has All The Pain Of SOX With Fewer Financial Penalties – wordpress-794360-2981627.cloudwaysapps.com

Sun, 05 Feb 2023 22:51:14 +0000

[…] update to the DOJ’s Criminal Division’s Corporate Enforcement Policy will offer companies “new, significant, and concrete incentives to self-disclose misconduct” and will be a major factor in deciding whether to charge an […]

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