Comments for Compliance Chief 360

Comment on Reform, Not Fines: The SEC Needs a New Approach to Off-Channel Communication by Finacus Solutions

Finacus Solutions — Mon, 11 Nov 2024 09:21:52 +0000

Insightful perspective on off-channel communication and SEC reform! The article highlights the need for a new approach to enhance compliance. Well-researched and thought-provoking, addressing crucial issues in regulatory practices.

Comment on The Top Five Boardroom Issues Compliance Officers Should Be Discussing by GR group

GR group — Wed, 11 Sep 2024 11:36:58 +0000

Insightful article on key boardroom issues for compliance officers! The focus on emerging risks and regulatory challenges is highly valuable for staying ahead in governance and compliance.

Comment on Achieving Compliance Efficiency Through Automation by Finacus Solutions

Finacus Solutions — Tue, 06 Aug 2024 10:19:54 +0000

Great post! It highlights how automating due diligence processes can significantly enhance both compliance efficiency and effectiveness.

Comment on Supreme Court Decision Solidifies Whistleblower Protections by Daniel Horowitz

Daniel Horowitz — Wed, 21 Feb 2024 23:18:04 +0000

Excellent snd informative article.
It really puts the “whistleblower protection” into context and hive the little guy / employee the upper hand.

Comment on Evoqua Pays $8.5M for Accounting Fraud by Rpr

Rpr — Fri, 07 Jul 2023 18:21:36 +0000

They need to look at what he is doing at Adaptec Solutions in Rochester Corning NY Memphis and NC. He has been doing the same shit there

Comment on Wells Fargo Agrees to $1 Billion Settlement Over Pace of Compliance Reforms by Wells Fargo llega a un acuerdo de 1.000 millones de dólares por el ritmo de sus reformas en materia de cumplimiento normativo - Noticias Actualidad

Thu, 18 May 2023 16:02:05 +0000

[…] Esta noticia fue publicada previamente Compliance Chiel 360º. […]

Comment on Wells Fargo Agrees to $1 Billion Settlement Over Pace of Compliance Reforms by Skip Kitchen

Skip Kitchen — Wed, 17 May 2023 23:45:04 +0000

Wells Fargo trips all over themselves internally. Call one day, get an answer. Call the next day, get a different or conflicting answer. Oh….another…. “Thats not my department” – ok, who’s is it? – “I don’t know”. Or, how about “thats our policy” – when asked if I could see the full policy? – answer, “I don’t know where to find it”
And the beat goes on…. $billion does little to change executive / board leadership, their pay snd behavior!

Comment on Former CCO Gets Three Years in Prison for Wire Fraud by March 10, 2023 - The Convicted Edition - Compliance Podcast Network

March 10, 2023 - The Convicted Edition - Compliance Podcast Network — Fri, 10 Mar 2023 11:01:17 +0000

[…] Former CCO gets 3 years for wire fraud? (ChiefCompliance360) […]

Comment on DoJ Promises Greater Leniency for Companies that Self-Report by Proposed Rule On Cybersecurity Risk Governance Has All The Pain Of SOX With Fewer Financial Penalties – wordpress-794360-2981627.cloudwaysapps.com

Sun, 05 Feb 2023 22:51:14 +0000

[…] update to the DOJ’s Criminal Division’s Corporate Enforcement Policy will offer companies “new, significant, and concrete incentives to self-disclose misconduct” and will be a major factor in deciding whether to charge an […]

Comment on DoJ Promises Greater Leniency for Companies that Self-Report by Proposed Rule On Cybersecurity Risk Governance Has All The Pain Of SOX With Fewer Financial Penalties - InfooTic

Thu, 02 Feb 2023 20:11:17 +0000

[…] the DOJ’s Criminal Division’s Corporate Enforcement Policy (CEP) will supply corporations “new, significant, and concrete incentives to self-disclose misconduct,” and shall be a major factor in deciding whether or not to cost an […]