Day: February 13, 2025

SEC Rescinds Guidelines, Easing Shareholder Proposal Exclusions

On By Jacob Horowitz

The Securities and Exchange Commission announced the rescission of guidelines, established during Gary Gensler’s tenure as Chair of the agency, that governed the exclusion of certain shareholder proposals from proxy statements, marking a shift that favors companies in shareholder proposal exclusions. The SEC announced its decision in a Staff Legal Read More

Anti-money laundering programs

Four Strategic Ways AI Can Strengthen Your AML Program

On By David Caruso

GUEST BLOG POST Money laundering facilitates crime, threatens our national security, distorts markets, and has a devastating economic and social impact on citizens, according to the U.S. Department of the Treasury. Financial institutions are required to do their part to combat these threats. The Financial Crimes Enforcement Network (FinCEN), a Read More