FINRA Fines Goldman Sachs $425,000 for OTC Option Reporting Failures
Goldman Sachs has agreed to a censure and a $425,000 fine in a settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that it failed to report, or inaccurately reported, over-the-counter (OTC) options positions to the Large Options Positions Reporting (LOPR) system. According to the FINRA order, between Read More