FINRA Fines Credit Suisse $900,000 for Late and Inaccurate Reporting
Credit Suisse Securities, a U.S.-based Credit Suisse subsidiary, has been fined $900,000 by the Financial Industry Regulatory Authority (FINRA) for late and inaccurate reporting in violation of numerous FINRA rules. According to FINRA’s order, from November 2015 through at least March 2023, Credit Suisse reported to the Trade Reporting and Read More