Day: July 28, 2022

SEC seal

SEC Charges JPMorgan, UBS, TradeStation Over Identity Theft Protection Deficiencies

On By Jaclyn Jaeger

The Securities and Exchange Commission settled charges against J.P. Morgan Securities, UBS Financial Services, and TradeStation Securities for deficiencies in their programs to prevent customer identity theft, in violation of the SEC’s Identity Theft Red Flags Rule (Regulation S-ID). The SEC’s orders find that each firm violated Rule 201 of Read More

NLRB

NLRB Partners With DoJ, FTC To Better Protect Worker’ Rights

On By Jaclyn Jaeger

The National Labor Relations Board (NLRB) this month signed separate memorandums of understanding (MOUs) with the Federal Trade Commission and the Department of Justice, which create formal partnerships between the agencies in the name of protecting worker rights. On July 26, the NLRB signed an MOU with the Justice Department’s Read More