Day: June 7, 2022

Merrill Lynch FINRA Settlement

FINRA: Merrill Lynch Must Pay $15.2M in Restitution to Customers

For the third time in eight years, Merrill Lynch, Pierce, Fenner & Smith has been ordered by the Financial Industry Regulatory Authority (FINRA) to pay restitution to thousands of its customers who were charged more than necessary related to mutual fund shares. In this latest action, Merrill Lynch agreed to Read More