The Securities and Exchange Commission has announced that it has reached a settlement with the specialty retailer Tandy Leather Factory Inc. and its former chief executive officer Shannon Greene, over charges of accounting, reporting, and control failures that led to a multi-year restatement of company financial statements. Tandy’s inventory tracking Read More
As the European Union continues to bolster regulations related to climate change, member countries are responding by issuing new environmental, social, and governance (ESG) requirements that address human rights and environmental issues alike. In March, the EU issued a resolution on corporate due diligence and accountability that laid out its Read More
Debt-collection company Encore Capital Group has appointed Steve Carmichael to be its new chief risk and compliance offer. Before joining Encore Capital, Carmichael served as the head of enterprise and financial risk management at Discover Financial Services. The $1.5 billion dollar company recently paid a settlement with the Consumer Financial Read More
Cryptocurrency operator Circle Internet Financial Ltd. said it has set aside more than $10 million to settle a case brought by the U.S. Securities and Exchange Commission against Poloniex LLC, its discontinued crypto exchange business, according to a regulatory filing. Boston-based Circle, which announced earlier this month that it will Read More
